Taking forward Gowers: Copyright Exceptions
This consultation is intended to bring greater flexibility to the UK copyright regime by strengthening existing and introducing some entirely new exceptions.
The point of copyright law is to engineer a market in creative expressions and in doing so the law tries to balance the competing interests of creators, publishers and the general public. In this mechanism, exceptions to monopoly rights protect a range of socially-important activities, such as education or reportage. They operate as a kind of safety valve.
We have not reproduced the entire consultation document because its 106 pages long. Instead, extracted below is the more-manageable Executive Summary, which outlines the consultation’s concerns. The Open Rights Group submission will concentrate on the ‘format shifting’ and ‘parody’ exceptions but you’re invited to leave comments on any aspect of the consultation. Scroll down to read and comment on the questions, or click here to get the full document.
EXECUTIVE SUMMARY
1. The Gowers Review of Intellectual Property (“the Gowers Review”) reported in December 2006. The Government announced, as part of the December Pre Budget Report, its intention to take forward the recommendations made to it.
2. A number of the recommendations from the Gowers Review suggest changes to copyright exceptions or the introduction of new exceptions. These changes concerning educational use, libraries and archives, format shifting and parody, are intended to provide more balance and flexibility in the intellectual property (“IP”) system by enabling consumers to use copyright material in ways that do not damage the interests of rights holders. They are also designed to provide clarity concerning the extent of the exceptions in the face of changing technologies.
3. This consultation considers how the Gowers recommendations on exceptions to copyright might be implemented in the UK. A number of options are set out in this paper and your views are sought on the specific questions contained in each chapter and on the issues generally.
Educational Exceptions
4. Two changes to the educational exceptions are proposed. The first is to amend section 35 of the Copyright, Designs and Patents Act 1988 (“CDPA”) which currently allows the recording and showing of broadcasts to students physically present at an educational establishment. The expanded section would allow distance learning students to receive and view these recordings remotely. The consultation paper considers the following issues:
- Should the exception just apply to traditional broadcasts or be expanded to on-demand communications?
- Who should have access to the recordings that are provided remotely?
- How to ensure that material that is communicated to distance learning students is not communicated to others, including through secure environments?
5. The second proposed change is to section 36 of the CDPA which allows educational establishments to copy (usually by photocopier) passages from published works and provide hand outs to students. It is proposed that educational establishments be able to communicate such passages using interactive whiteboards and electronically to distance learners. This proposed change raises the following issues:
- What limits should be placed on communication of material using interactive whiteboards and to distance learners? Should it be limited to secure virtual learning environments? Should regular email be allowed?
- How would we prevent onward communication of material to persons not authorised to receive it?
- Should the exception continue to be limited to literary, dramatic and musical works, or should teachers be able to take advantage of technologies that use a range of different works, including extracts from films, sound recordings and broadcasts?
Format Shifting
6. It is proposed to create a new exception that would allow consumers to make a copy of a work they legally own, so that they can make the work accessible in another format for playback on a device in their lawful possession. The exception would only apply to personal or private use. The owner would not be permitted to sell, loan or give away the copy or share it more widely (for example in a file sharing system or on the internet). Multiple copying would not be allowed. The development of this exception raises the following questions:
- What classes of works would it apply to? Sound recordings and films or works of all kinds?
- Exactly what acts would be non-infringing? What is meant by personal and private use?
- How many format shifts would be allowed? Should consumers be allowed to format shift to a range of play back devices and to format shift again when certain technologies become obsolete?
- Would the exception apply to works created or purchased after the exception was introduced or would it be acceptable to format shift back catalogues?
Research and Private Study
7. A number of policy issues are identified in response to the recommendation that the exception for research should be expanded to cover all forms of content, not just literary, artistic, dramatic and musical works:
- What benefits can the expanded exception be expected to deliver?
- Should the expanded exception cover both research and private study?
- Should all forms of content be covered?
- Should the exception cover all fields of study or just specific areas?
- What might be the impact of the expanded exception on rights holders and other affected parties?
- What action, if any, should be taken to address possible concerns about misuse of the expanded exception?
Libraries and Archives
8. Section 42 of the CDPA currently allows prescribed libraries or archives to make a copy of a literary, dramatic or musical work held in their permanent collection for the purpose of preservation and replacement. It is proposed that the exception be expanded to also allow copies of sound recordings, films and broadcasts to be made. It is further proposed that these prescribed bodies be able to format shift to address the problem that occurs where works are held on unstable media, and that more than a single copy be permitted where successive copying may be required to preserve permanent collections in an accessible format. This proposal raises a number of issues:
- What would be the impact on right holders, and beneficiaries, if section 42 was expanded to cover all classes of works?
- Is it necessary to place restrictions on the number of copies that can be made by prescribed bodies?
- Should the exception be available to museums and galleries as well as prescribed libraries and archives?
Parody
9. The paper considers whether a new exception for parody should be introduced. A fair dealing style exception is proposed. The following issues arise:
- What impact would the exception have? What problem would it address? What costs or benefits would accrue to right holders and users of copyright works?
- Could an unlimited exception undermine the interests of owners of copyright in the underlying work by allowing the advertising or the endorsement of products which are contrary to the commercial interests of the copyright owners?
- Should there be a requirement to acknowledge the underlying work and its author?
- It is necessary to have a definition of parody, caricature or pastiche?
- Is there any reason to exclude particular classes of work from the exception or should it apply to all?
- Should it be an exception to all exclusive rights (e.g. reproduction, communication to the public, distribution and rental) of the copyright owner or only some?
- Should the exception only apply where the underlying work has been made available to the public, and should the parody be limited to the underlying work or allow broader social commentary?
General
10. In relation to each of the proposed or expanded exceptions:
- Should the corresponding provisions of the CDPA relating to performers’ rights be amended?
- Should the beneficiaries of the exceptions be able to make use of the remedy in the CDPA where technological protection measures prevent the exercise of permitted acts?
- Do you agree with our assessments of the three step test?
- What impact would the expansion of the existing exception or introduction of a new exception have? What costs or benefits would accrue to right holders and users of copyright? Please comment on the partial impact assessments contained in Annex C and provide relevant evidence of the potential impacts of the proposed changes to copyright exceptions, including information on the financial or economic impacts.

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If such a provision is made, it should apply to all formats, including those protected by DRM, and not just to CDs. Any law that fails to address new downloadable formats belongs in the 20th century. The law should give consumers a right to format shift that can not be “trumped” by contract law. Any such contract would have to contain the disclaimer “This does not affect your statutory rights” or similar, meaning that the consumer always has the right to format shift.
Claims that DRM exists to prevent copying it laughable. The main purpose of it has been to prevent consumers switching formats, which is anti-competitive behaviour on the part of large corporations. If people find they are still restricted by DRM, they will continue to resort to using illicit programs to strip the DRM, or to download unencumbered versions of the music they’ve already paid for via file-sharing networks.
If the new format-shifting law is limited in its scope, consumers will continue to lack respect of the law, which was one of the stated aims of the proposed changes.
If the law doesn’t apply to back-catalogues, it’ll only cause great confusion among consumers. How many people understand the difference between the publication date of the CD, the copyright of the recording, the performers’ or composers’ copyrights? If people are told they can’t copy their existing CDs, but can if they buy new ones, they’ll continue to lack confidence in copyright law (and will continue to copy their old CDs anyway) so the change will have been a waste of time. Restricting the new law to new releases will also discriminate against people who enjoy certain genres of music, such as classical or jazz, where the back catalogue accounts for a larger proportion of sales.
[…] Open Rights Group are preparing their own response to the consultation, and have invited comments on their website. My comments are reproduced (hopefully legally!) below: How many format shifts would be allowed? […]
[…] Taking forward Gowers: Copyright Exceptions 2. A number of the recommendations from the Gowers Review suggest changes to copyright exceptions or the introduction of new exceptions. These changes concerning educational use, libraries and archives, format shifting and parody, … […]
TRANSFORMATIVE USE
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It is very disappointing that an exception for transformative use does not seem to be being considered at this time. This is an area where the UK has a competitive disadvantage compared to the US both economically and culturally, particularly in the area of fine art.
Many of the most noted American artists of the last fifty years have relied on transformative use, and their work is now worth hundreds of millions of dollars in total.
In addition to the economic value of the work itself, such work increases the profile and value of the work it is based on. It also allows a greater social relevence and generates more interest and conversation around old and new work than concept-based art.
In the UK an artist such as Andy Warhol, Jeff Koons, or to take a more recent example Joy Garnett, would be working illegally and the benefit of their work to the economy and to society would be denied.
Transformative use satisfies the three-step test and would be a boon to the growing UK arts economy.
Actual harm has resulted from the lack of such exceptions in the area of comic books and graphic novels where the UK competes economically and culturally with the US. The US has such exceptions as part of its broader “Fair Use” exceptions to copyright law.
Iconic UK comic character Judge Dredd graphic novel “The collected Judge Dredd Volume 2″ is missing two episodes of a longer story that feature recognizable parodies of the graphic design of specific fast food companies. The introduction explicitly explains that this is due to IP concerns.
The graphic novel “The Black Dossier” by Alan Moore, author of “V For Vendetta” and “Watchmen” has been published in the US but not his native UK because it is a pastiche of twentieth century popular literature. Again, the author has explicitly stated in interviews that this is due to IP concerns.
These are economic and cultural losses for the UK in favor of competitors. There are other examples even just from the same publisher as “Judge Dredd”.
Absolutely not. Moral Rights law, Trademark law and Trade Description law would prevent this.
Absolutely not, as this might imply approval or sponsorship, going against the previous point. It might also impact the moral right of Paternity for the original work’s author.
No. As the report observes these are well established genres in the UK.
The Gower report proposed exceptions for parody *AND* satire. Both are important, and it is a failing of the current consultation that it does not recognize this.
The “parody” exception should therefore allow broader social comment in order to enable “satire”.
Works of all kind. See Amazon’s “Kindle” ebook reader and digital photography sites such as “flickr” for why.
Anything else discriminates against both rightsholders and consumers of unevenly affected media!
[…] consultation test » Blog Archive » Taking forward Gowers: Copyright Exceptions Taking forward Gowers: Copyright Exceptions This consultation is intended to bring greater flexibility to the UK copyright regime by strengthening existing and introducing some entirely new exceptions. 5 […]
Any act of copying or transformation (or the production of any derivative work - hmm OTT?) needed to convert a work to an alternative format and any such act done primarily in pursuance of and for the purposes of such a format conversion. *This latter phrasiing would be a way of permitting DRM cracking!*
Private & personal: acts in relation to any individual their partner or household. *this would be a minimum definition: ideally it would be any situation where the purpose was not being done for commercial purposes with an immediate profit in mind but in fairness that can’t really be argued to private & personal*
Any attempt to limit format shifting just to one devise would be foolish: If would not buy one CD & rip to my iPod and then buy a 2nd CD so that I could rip that to my media player. It would make the amendments subject to the same contempt as the current law. For the same reason repeated shifting to avoid technological obsolescence is a must.
this should only require moderate security technologies such as the use of streaming, flash java etc (even though these are largely busted). Making strict security a requirement would render remote student access impractical. I suspect this is a rerun of the 10 year old content industry fantasy of ‘Trusted Platform’ security that made its way into the old amendments to the 1988 copyright act. Now they should just be dropped in any new language.
Any student who would be given access to the material by the institution if he were present in person.
The likeliest ‘abuse’ of parody would be for comparative advertising purposes which is already governed by law. Similarly parody for critical comment, such as political commentary, would mostly be protected by Article * rights as well so it’s hard to imagine realistic scenarios that would cause a problem.
no
Not sure if I’m reading this right but the basic right to parody should grant any of the rights that would come with the parodied work. The value of the parody would be lost if one were not allowed to create and then distribute a parody as widely as the original and in the same forms.
David - could you expand on this a bit please? What is the wording in the CDPA? Do you have any good links to provide background on how it made its way in there? I would hope that an appeal to avoid technology-specific provisions in the amendments to the CDPA would be enough to ensure that outdated stuff like “Trusted platoform” remains excluded from any of the fresh amendments resulting from this consultation…
What is this remedy?
Museums and galleries should definitely be included.
Transformative use is very exciting from a cultural perspective. It is also exciting from some economic perspectives although scary-as-hell to more traditional concerns. Someone should at least argue the case for a transformative use exception. If its not ORG then who (FC-UK; OKFN; The League of Noble Peers; RSA)?
[…] do need help to respond to these important inquiries. The most promising of the stack involves new exceptions to copyright. We are fine-tuning our arguments for format-shifting and other benefits for users but need your […]
Where the copy is held in a digital format, the library, archive, museum or gallery should be required to make it freely available for download at no cost as soon as the copyright period on the original has expired. It is clearly a weakness of the current copyright laws that museums and galleries can exploit their physical control over works to prevent high quality copies of out-of-copyright works from being available in the public domain.
Circumvention of DRM technologies, and the sale and distribution of tools to enable such circumvention, should be permitted in all instances where the outcome of the circumvention is legal, even if there are substantial illegal uses for the same circumvention method. For example, it should be legal to circumvent CSS protection on a DVD which has region coding set, or has unskippable content, since watching a DVD in another region or skipping content you don’t wish to view are otherwise legal. The fact that this circumvention would also allow illegal copies to be made should not be a factor, especially in my example where it is within the control of the DVD producers to choose not to use region coding or unskippable content.
[…] at ORG towers, we’d like to dedicate this Valentine’s Day to the recording industry. They may not always get it right, but good relationships are about listening, and about giving credit where it’s due. So […]
The common phrasing here (if you’re horribly pretentious) is “Abusus non tollit usum”, which means “The threat of potential abuse should not be an argument against any use”.
Realistically, it’s not possible to prevent such onward communication. We can’t make the argument that DRM doesn’t work (because all music ends up on P2P networks anyway, because every break is a class break) and also dangle the possibility of “preventing onward communication” from a legitimate copier to a non-legitimate recipient. Those making these decisions need to be clear that preventing copying doesn’t work, and make those decisions in light of this knowledge, I think.
Some format shifts are harder than others. For example, would transcribing an audio presentation or pdf into text as is done regularly on Groklaw and ORG be classed as a format shift? Would it be protected? Should a group be allowed to collaborate on doing such a task?
It’s possibly less of an issue because the reasons for doing this style of format shifting is to help others who can’t access the original and so fail the personal use part.
Мне вот интересно, а есть кто-то, кто не совсем согласен с автором ? :)
Интересно. Думаю многие будут не согласны..
Да уж. Иногда такое бывает, что хоть стой хоть падай.
Uncertain if it really is my internet browser because of I yet got zero free time to upgrading and i’m continue utilising InternetExplorer 6 but while taking a look at your web page I actually noticed some type of strange characters everywhere in the page, in case it’s actually critical I just simply assumed I’d inform you about. It says this along with many additional things just after it, such as Caution: Cannot modify header information … and the like. That is a bit abnormal simply because for me my own internet page remortgage with popular sort just like, bing and google do appear with out issues. Apologies, english is simply not my mother language.
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